• Generate limit files, ageing files from back office & upload the same on CTCL
• Generation of various MIS reports, reporting files from back office and send it to respective stake holders 
• Blocking of NRI ban scrip on CTCL
• Blocking of Physical Delivery contract/margin on CTCL
• Monitoring of EOD Allocation activity with the exchange 
• CTCL activation/deactivation
• Activation/Deactivation of clients on CTCL            

• Ensure timely completion of RMS activities 
• Familiar with the allocation activities of teh exchange
• Aware of regulatory/exchange circulars related to Risk Management 
  

• Follow Up with Insurance Companies for Brokerage Statements.
• Preparing Brokerage & Credit Notes.
• Update the invoice number & Brokerage details in the back office.
• Preparation of IRDA Quarterly returns.
• Reconcile TDS with 26AS

• Strong numerical aptitude with a solid foundation in accounting principles
• Exceptional communication skills, both written and verbal
• Proficiency in MS Office
• Fostering a supportive work environment

• Oversee day-to-day depository activities, including securities pay-in/pay-out and the creation of pledges for margin shortfalls/exposure.
• Implement efficient processes for all depository activities and measure TAT.
• Maintain and reconcile Depository Records/Registers and safe keeping of records.
• Manage audit processes, including Concurrent, Internal, and External audits.
• Collaborate with back office vendors to resolve system-related issues.
• Ensure compliance with guidelines and procedures prescribed by CDSL, Exchanges, SEBI, Depository Act (including Rules & Bye Laws) and update operation procedures for HO and Branches.
• Analyze and report suspicious transactions and alerts daily to FIU after board approval.
• Formulate risk measurement parameters for Depository Operations.
• Prepare various MIS and Management Reports monthly and as required.

• Team Player
• Maintain & Develop Public Relations with regulatory authorities.
• Knowledge of compliance requirements and stay updated with SEBI/CDSL changes.
• Ability to handle customer grievances efficiently.
• Excellent verbal and written communication skills
• Customer focus
• Analytical
• Eye for Detail
• Multi Tasking
• Negotiation Skills

Handle all aspects of DP Account Opening for individuals, non-individuals, trusts, NRIs, and NRO accounts, both physically and digitally.

Adequate knowledge and experience of using CDAS system for Account opening @ CDSL

Manage account modifications, reactivations, and closures in adherence to regulatory guidelines.

Address audit queries and exchange alerts related to the account opening process.

Provide training and support to business associates to streamline account opening processes.

Offer expert support in addressing customer queries related to account openings, ensuring quick resolutions and high customer satisfaction.

Job Competencies:

Meticulous review of account opening documentation for completeness and accuracy.

Ensure due diligence in meeting all regulatory requirements and staying updated on changes in KYC, ReKYC, and KRA processes.

Provide prompt and accurate solutions to customer inquiries, maintaining high service standards.

Ability to guide internal teams and external business partners in best practices for account opening processes.

Technical Competencies:

Proficient in MS Office, especially Word and Excel.

In-depth knowledge of regulatory requirements related to KYC, ReKYC, modification, reactivation, and KRA.

Familiarity with the latest developments and regulations in the field of Account Opening