·         Prepare motor insurance quotes and issue policies.

·         Coordinate with clients and insurance companies to ensure smooth policy issuance.

·         Negotiate with insurance companies to secure competitive pricing.

·         Downloading the renewal notice and uploading it to the back-office system.

·         Ensure timely renewal of client policies well before the due date.

·         Conduct policy audits to verify the accuracy of captured details.

Technical Competencies:

·         Comprehensive knowledge of general insurance.

Job Competencies:

·         Risk assessment.

·         Negotiation skills.

·         Customer service.

·         In-depth understanding of insurance principles.

·         Strong communication and negotiation skills.

·         Proficiency in sales software and MS Office applications.

·         Willingness to learn and adapt to new challenges.

·         A positive attitude toward clients and colleagues.

• Oversee day-to-day depository activities, including securities pay-in/pay-out and the creation of pledges for margin shortfalls/exposure.
• Implement efficient processes for all depository activities and measure TAT.
• Maintain and reconcile Depository Records/Registers and safe keeping of records.
• Manage audit processes, including Concurrent, Internal, and External audits.
• Collaborate with back office vendors to resolve system-related issues.
• Ensure compliance with guidelines and procedures prescribed by CDSL, Exchanges, SEBI, Depository Act (including Rules & Bye Laws) and update operation procedures for HO and Branches.
• Analyze and report suspicious transactions and alerts daily to FIU after board approval.
• Formulate risk measurement parameters for Depository Operations.
• Prepare various MIS and Management Reports monthly and as required.

• Team Player
• Maintain & Develop Public Relations with regulatory authorities.
• Knowledge of compliance requirements and stay updated with SEBI/CDSL changes.
• Ability to handle customer grievances efficiently.
• Excellent verbal and written communication skills
• Customer focus
• Analytical
• Eye for Detail
• Multi Tasking
• Negotiation Skills

Scrutiny of DP/Trading Account Forms ( Individual, All type of Non Individual, Trust, NRI, NRO)

Coordination with CP-CRM for Objection Clearance, Keeping track of the inward KYCs

Account Opening, Modification, Reactivation ( Digital / Normal)

CP Training and Support

KYC/Rekyc Product Development

Job Competencies

Scrutiny

 Due diligence

 Customer Support

In-depth knowledge of Account Opening Requirements

Technical Competencies

Proficient in MS Office especially Word and Excel

·         Communication Skills in English, Hindi, Gujarati,

·         Quick Learner- To be adaptable and able to interpret regulatory changes

·         Team player- Ability to collaborate with internal & external stakeholders

·         Customer Oriented- Ability to provide solutions to resolve matters in specified TAT

·         Focused- On process relating to smooth and speedy account opening

1. Monitor Beginning of Day (BOD) activities on trading platforms such as ODIN.
2. Oversee exchange margin reporting (PEAK/EOD).
3. Manage CUSPA and Margin Trading Facility (MTF) processes in compliance with regulatory standards.
4. Conduct trade surveillance activities in line with PMLA guidelines using tools like Trackwizz, E-BOSS, or ENIIT.
5. Supervise allocation activities and ensure accurate reporting.
6. Track margin shortfall and MTM exposures to mitigate risks.

• Familiarity with exchange margin reporting processes.
• Hands-on experience with trading software such as ODIN, Omnesys, or BOW.
• Thorough understanding of MTF and CUSPA trading processes, as per regulatory requirements.
• Proven ability to independently manage trade surveillance activities.
• Awareness of exchange allocation procedures.

Checking of BOD activities (Verifying uploaded Limits, Stocks, Derivative Position etc.)

Monitoring of BOD & EOD allocation activity with the exchange 

Day to Day Risk Monitoring  through Middle ware software

Managing Day to Day Surveillance limit rejection on CTCL

Generate limit files, ageing files from back office & upload the same on CTCL

CTCL activation/deactivation

Activation/Deactivation of clients on CTCL

Job Competencies:

Time Management

Analytical Skills

Teamplayer

Technical Competencies:

MS Excel

Familiar to CTCL like ODIN/Omnesys/BOW etc 

Familiar to Trackwizz application 

Ensure timely completion of RMS activities 

Familiar with the allocation activities of the exchange 

Aware of regulatory/exchange circulars related to Risk Management 
Experience on Trackwizz will be an additional advantage