• Ensure compliance with IEPF regulations and facilitate share recovery from regulatory authorities.
• Manage physical shares, including transmissions, issuance of duplicate shares, and handling shareholder queries.
• Oversee depository operations while ensuring strict adherence to regulatory requirements.
• Prepare and maintain MIS reports for accurate compliance tracking.
• Assist in legal documentation related to share transfers and investor records.
• Liaise with stakeholders, including RTAs, regulators, and shareholders, to ensure smooth operations

• Team player with the ability to collaborate effectively
• Strong network and rapport with regulatory authorities and RTAs
• Expertise in handling physical share processes, including transmission and duplicate share issuance
• Basic accounting knowledge
• Strong skills in MIS preparation and effective communication
• Well-versed in depository operations

• Oversee day-to-day depository activities, including securities pay-in/pay-out and the creation of pledges for margin shortfalls/exposure.
• Implement efficient processes for all depository activities and measure TAT.
• Maintain and reconcile Depository Records/Registers and safe keeping of records.
• Manage audit processes, including Concurrent, Internal, and External audits.
• Collaborate with back office vendors to resolve system-related issues.
• Ensure compliance with guidelines and procedures prescribed by CDSL, Exchanges, SEBI, Depository Act (including Rules & Bye Laws) and update operation procedures for HO and Branches.
• Analyze and report suspicious transactions and alerts daily to FIU after board approval.
• Formulate risk measurement parameters for Depository Operations.
• Prepare various MIS and Management Reports monthly and as required.

• Team Player
• Maintain & Develop Public Relations with regulatory authorities.
• Knowledge of compliance requirements and stay updated with SEBI/CDSL changes.
• Ability to handle customer grievances efficiently.
• Excellent verbal and written communication skills
• Customer focus
• Analytical
• Eye for Detail
• Multi Tasking
• Negotiation Skills

Handle all aspects of DP Account Opening for individuals, non-individuals, trusts, NRIs, and NRO accounts, both physically and digitally.

Adequate knowledge and experience of using CDAS system for Account opening @ CDSL

Manage account modifications, reactivations, and closures in adherence to regulatory guidelines.

Address audit queries and exchange alerts related to the account opening process.

Provide training and support to business associates to streamline account opening processes.

Offer expert support in addressing customer queries related to account openings, ensuring quick resolutions and high customer satisfaction.

Job Competencies:

Meticulous review of account opening documentation for completeness and accuracy.

Ensure due diligence in meeting all regulatory requirements and staying updated on changes in KYC, ReKYC, and KRA processes.

Provide prompt and accurate solutions to customer inquiries, maintaining high service standards.

Ability to guide internal teams and external business partners in best practices for account opening processes.

Technical Competencies:

Proficient in MS Office, especially Word and Excel.

In-depth knowledge of regulatory requirements related to KYC, ReKYC, modification, reactivation, and KRA.

Familiarity with the latest developments and regulations in the field of Account Opening